Legislative Observatory
European Parliament
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2009/0144(COD)

European Securities and Markets Authority (ESMA)

Basic information

2009/0144(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Regulation

Amending Decision No 716/2009/EC 2009/0001(COD)
Amended by 2009/0064(COD)
Amended by 2011/0006(COD)
Amended by 2016/0365(COD)
Amended by 2017/0136(COD)
Amended by 2017/0230(COD)
Amended by 2021/0240(COD)
See also 2015/0905(NLE)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
8.40.08 Agencies and bodies of the EU

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
23/09/2009 Legislative proposal published COM(2009)0503
07/10/2009 Committee referral announced in Parliament, 1st reading
02/12/2009 Debate in Council
10/05/2010 Vote in committee, 1st reading
03/06/2010 Committee report tabled for plenary, 1st reading A7-0169/2010
06/07/2010 Debate in Parliament
07/07/2010 Decision by Parliament, 1st reading T7-0270/2010
07/07/2010 Results of vote in Parliament
13/07/2010 Debate in Council
22/09/2010 Decision by Parliament, 1st reading T7-0339/2010
17/11/2010 Act adopted by Council after Parliament's 1st reading
24/11/2010 Final act signed
24/11/2010 End of procedure in Parliament
15/12/2010 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2009/0144(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Regulation
Amending Decision No 716/2009/EC 2009/0001(COD)
Amended by 2009/0064(COD)
Amended by 2011/0006(COD)
Amended by 2016/0365(COD)
Amended by 2017/0136(COD)
Amended by 2017/0230(COD)
Amended by 2021/0240(COD)
See also 2015/0905(NLE)
Legal basis Treaty on the Functioning of the EU TFEU 114-p1
Other legal basis Rules of Procedure EP 165
Stage reached in procedure Procedure completed
Committee dossier ECON/7/01065

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE438.409 10/02/2010
    Amendments tabled in committee PE439.393 04/03/2010
    Amendments tabled in committee PE439.871 18/03/2010
    Amendments tabled in committee PE439.931 24/03/2010
    Amendments tabled in committee PE439.919 24/03/2010
    Amendments tabled in committee PE439.456 24/03/2010
    Committee opinion AFCO PE439.146 09/04/2010
    Amendments tabled in committee PE440.195 13/04/2010
    Committee opinion BUDG PE439.452 29/04/2010
    Committee opinion JURI PE430.969 30/04/2010
    Committee report tabled for plenary, 1st reading/single reading A7-0169/2010 03/06/2010
    Text adopted by Parliament, partial vote at 1st reading/single reading T7-0270/2010 07/07/2010
    Text adopted by Parliament, 1st reading/single reading T7-0339/2010 22/09/2010
  • Document type Reference Date Summary
    Draft final act 00042/2010/LEX 24/11/2010
  • Document type Reference Date Summary
    Legislative proposal COM(2009)0503 23/09/2009
    Document attached to the procedure SEC(2009)1234 23/09/2009
    Document attached to the procedure SEC(2009)1235 23/09/2009
    Document attached to the procedure SEC(2009)1233 23/09/2009
    Commission response to text adopted in plenary SP(2010)7193 13/10/2010
    Follow-up document COM(2014)0509 08/08/2014
    Follow-up document SWD(2014)0261 08/08/2014
  • Document type Parliament/Chamber Reference Date Summary
    Contribution NL_CHAMBER COM(2009)0503 13/11/2009
    Contribution CZ_SENATE COM(2009)0503 07/12/2009
    Contribution IT_SENATE COM(2009)0503 17/06/2010
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2010/0005 OJ C 013 20.01.2010, p. 0001 08/01/2010

Additional information

Source Document Date
National parliaments IPEX
European Commission EUR-Lex

Final act