Procedure File: 2011/0295(COD) | Legislative Observatory

Basic information

Basic information

2011/0295(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Regulation

Repealing Directive 2003/6/EC 2001/0118(COD)
Amended by 2013/0314(COD)
Amended by 2016/0034(COD)
Amended by 2018/0165(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.10 Financial supervision

Legislative priorities

Regulation of financial markets

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key players

European Parliament

Committee responsible	Rapporteur	Appointed
ECON Economic and Monetary Affairs	MCCARTHY Arlene (S&D)	21/09/2010
	PIETIKÄINEN Sirpa (PPE) KLINZ Wolf (ALDE) BESSET Jean-Paul (Verts/ALE) SWINBURNE Kay (ECR)

Committee for opinion	Rapporteur for opinion	Appointed
BUDG Budgets	The committee decided not to give an opinion.
ENVI Environment, Public Health and Food Safety	SEEBER Richard (PPE)	15/12/2011
JURI Legal Affairs	THEIN Alexandra (ALDE)	21/11/2011
LIBE Civil Liberties, Justice and Home Affairs	The committee decided not to give an opinion.

Council of the European Union

Council configuration	Meetings	Date
Foreign Affairs	3309	14/04/2014
Economic and Financial Affairs ECOFIN	3252	09/07/2013
Economic and Financial Affairs ECOFIN	3220	12/02/2013

European Commission

Commission DG	Commissioner
Financial Stability, Financial Services and Capital Markets Union	BARNIER Michel

Key events

Key events

Date	Event	Reference
20/10/2011	Legislative proposal published	COM(2011)0651
15/11/2011	Committee referral announced in Parliament, 1st reading
09/10/2012	Vote in committee, 1st reading
22/10/2012	Committee report tabled for plenary, 1st reading	A7-0347/2012
12/02/2013	Debate in Council
09/07/2013	Debate in Council
10/09/2013	Decision by Parliament, 1st reading	T7-0342/2013
10/09/2013	Results of vote in Parliament
10/09/2013	Debate in Parliament
14/04/2014	Act adopted by Council after Parliament's 1st reading
16/04/2014	Final act signed
16/04/2014	End of procedure in Parliament
12/06/2014	Final act published in Official Journal

Technical information

Technical information

Procedure	Information
Procedure reference	2011/0295(COD)
Procedure type	COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure	Legislation
Legislative instrument	Regulation
	Repealing Directive 2003/6/EC 2001/0118(COD) Amended by 2013/0314(COD) Amended by 2016/0034(COD) Amended by 2018/0165(COD)
Legal basis	Treaty on the Functioning of the EU TFEU 114-p1
Other legal basis	Rules of Procedure EP 165
Stage reached in procedure	Procedure completed
Committee dossier	ECON/7/07581

Documentation gateway

Documentation gateway

European Parliament

Document type	Committee	Reference	Date
Committee draft report		PE485.914	20/03/2012
Amendments tabled in committee		PE487.995	02/05/2012
Amendments tabled in committee		PE489.434	10/05/2012
Amendments tabled in committee		PE489.467	11/05/2012
Amendments tabled in committee		PE489.421	11/05/2012
Committee opinion	ENVI	PE485.944	30/05/2012
Committee opinion	JURI	PE486.201	20/06/2012
Committee report tabled for plenary, 1st reading/single reading		A7-0347/2012	22/10/2012
Text adopted by Parliament, 1st reading/single reading		T7-0342/2013	10/09/2013

Council of the EU

Document type	Reference	Date	Summary
Draft final act	00078/2013/LEX	16/04/2014

European Commission

Document type	Reference	Date
Document attached to the procedure	SEC(2011)1218	20/10/2011
Document attached to the procedure	SEC(2011)1217	20/10/2011
Legislative proposal	COM(2011)0651	20/10/2011
Supplementary legislative basic document	COM(2012)0421	25/07/2012
Commission response to text adopted in plenary	SP(2013)774	06/12/2013
Follow-up document	COM(2015)0647	16/12/2015
Follow-up document	COM(2019)0068	30/01/2019
Follow-up document	COM(2024)0248	17/06/2024

National parliaments

Document type	Parliament/Chamber	Reference	Date
Contribution	PT_PARLIAMENT	COM(2011)0651	09/01/2012
Contribution	RO_CHAMBER	COM(2011)0651	15/03/2012
Contribution	IT_SENATE	COM(2011)0651	26/07/2012
Contribution	PT_PARLIAMENT	COM(2012)0421	25/02/2013

Other institutions and bodies

Institution/body	Document type	Reference	Date
EDPS	Document attached to the procedure	N7-0076/2012 OJ C 177 20.06.2012, p. 0001	10/02/2012
ECB	European Central Bank: opinion, guideline, report	CON/2012/0021 OJ C 161 07.06.2012, p. 0003	22/03/2012
ESC	Economic and Social Committee: opinion, report	CES0819/2012	28/03/2012

Additional information

Additional information

Source	Document	Date
National parliaments	IPEX
European Commission	EUR-Lex

Final act

Final act

Delegated acts

Delegated acts

Reference	Subject
2015/3038(DEA)	Examination of delegated act
2016/2597(DEA)	Examination of delegated act
2016/2602(DEA)	Examination of delegated act
2016/2614(DEA)	Examination of delegated act
2016/2615(DEA)	Examination of delegated act
2016/2735(DEA)	Examination of delegated act
2016/2616(DEA)	Examination of delegated act
2019/2550(DEA)	Examination of delegated act
2021/2792(DEA)	Examination of delegated act
2022/2775(DEA)	Examination of delegated act