Procedure File: 2011/0298(COD) | Legislative Observatory

Basic information

Basic information

2011/0298(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2002/92/EC 2000/0213(COD)
Amending Directive 2011/61/EU 2009/0064(COD)
Amended by 2012/0029(COD)
Amended by 2016/0033(COD)
Amended by 2017/0231(COD)
Amended by 2017/0358(COD)
Amended by 2018/0047(COD)
Amended by 2020/0152(COD)
Amended by 2020/0268(COD)
Amended by 2021/0384(COD)
Amended by 2022/0405(COD)
See also 2011/0296(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Legislative priorities

Regulation of financial markets

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key players

European Parliament

Committee responsible	Rapporteur	Appointed
ECON Economic and Monetary Affairs	FERBER Markus (PPE)	10/05/2011
	GOEBBELS Robert (S&D) SCHMIDT Olle (ALDE) GIEGOLD Sven (Verts/ALE) SWINBURNE Kay (ECR)

Committee for opinion	Rapporteur for opinion	Appointed
DEVE Development	JOLY Eva (Verts/ALE)	05/12/2011
ITRE Industry, Research and Energy	KRAHMER Holger (ALDE)	19/12/2011
JURI Legal Affairs

Council of the European Union

Council configuration	Meetings	Date
General Affairs	3313	13/05/2014
Economic and Financial Affairs ECOFIN	3271	15/11/2013
Economic and Financial Affairs ECOFIN	3290	28/01/2014
Economic and Financial Affairs ECOFIN	3248	21/06/2013

European Commission

Commission DG	Commissioner
Financial Stability, Financial Services and Capital Markets Union	BARNIER Michel

Key events

Key events

Date	Event	Reference
20/10/2011	Legislative proposal published	COM(2011)0656
15/11/2011	Committee referral announced in Parliament, 1st reading
26/09/2012	Vote in committee, 1st reading
05/10/2012	Committee report tabled for plenary, 1st reading	A7-0306/2012
25/10/2012	Debate in Parliament
26/10/2012	Decision by Parliament, 1st reading	T7-0406/2012
26/10/2012	Results of vote in Parliament
12/02/2013	Debate in Council
21/06/2013	Debate in Council
15/11/2013	Debate in Council
28/01/2014	Debate in Council
15/04/2014	Decision by Parliament, 1st reading	T7-0386/2014
13/05/2014	Act adopted by Council after Parliament's 1st reading
15/05/2014	Final act signed
15/05/2014	End of procedure in Parliament
12/06/2014	Final act published in Official Journal

Technical information

Technical information

Procedure	Information
Procedure reference	2011/0298(COD)
Procedure type	COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure	Recast
Legislative instrument	Directive
	Amending Directive 2002/92/EC 2000/0213(COD) Amending Directive 2011/61/EU 2009/0064(COD) Amended by 2012/0029(COD) Amended by 2016/0033(COD) Amended by 2017/0231(COD) Amended by 2017/0358(COD) Amended by 2018/0047(COD) Amended by 2020/0152(COD) Amended by 2020/0268(COD) Amended by 2021/0384(COD) Amended by 2022/0405(COD) See also 2011/0296(COD)
Legal basis	Treaty on the Functioning of the EU TFEU 053-p1
Other legal basis	Rules of Procedure EP 165
Stage reached in procedure	Procedure completed
Committee dossier	ECON/7/07644

Documentation gateway

Documentation gateway

European Parliament

Document type	Committee	Reference	Date
Committee draft report		PE485.882	16/03/2012
Amendments tabled in committee		PE488.031	07/05/2012
Amendments tabled in committee		PE489.423	15/05/2012
Amendments tabled in committee		PE489.466	15/05/2012
Amendments tabled in committee		PE489.465	15/05/2012
Amendments tabled in committee		PE489.464	15/05/2012
Amendments tabled in committee		PE489.463	15/05/2012
Committee opinion	ITRE	PE486.104	04/06/2012
Amendments tabled in committee		PE491.121	05/06/2012
Committee opinion	DEVE	PE489.528	20/06/2012
Committee report tabled for plenary, 1st reading/single reading		A7-0306/2012	05/10/2012
Text adopted by Parliament, partial vote at 1st reading/single reading		T7-0406/2012	26/10/2012
Text adopted by Parliament, 1st reading/single reading		T7-0386/2014	15/04/2014

Council of the EU

Document type	Reference	Date	Summary
Draft final act	00023/2014/LEX	15/05/2014

European Commission

Document type	Reference	Date
Document attached to the procedure	SEC(2011)1226	20/10/2011
Document attached to the procedure	SEC(2011)1227	20/10/2011
Legislative proposal	COM(2011)0656	20/10/2011
Commission response to text adopted in plenary	SP(2014)471	09/07/2014

National parliaments

Document type	Parliament/Chamber	Reference	Date
Contribution	PT_PARLIAMENT	COM(2011)0656	09/01/2012
Contribution	DE_BUNDESRAT	COM(2011)0656	14/02/2012
Contribution	IT_SENATE	COM(2011)0656	06/06/2012
Contribution	RO_CHAMBER	COM(2011)0656	07/11/2012

Other institutions and bodies

Institution/body	Document type	Reference	Date
EDPS	Document attached to the procedure	N7-0077/2012 OJ C 147 25.05.2012, p. 0001	10/02/2012
ECB	European Central Bank: opinion, guideline, report	CON/2012/0021 OJ C 161 07.06.2012, p. 0003	22/03/2012
ESC	Economic and Social Committee: opinion, report	CES1038/2012	25/04/2012

Additional information

Additional information

Source	Document	Date
National parliaments	IPEX
European Commission	EUR-Lex
European Commission	EUR-Lex

Final act

Final act

Delegated acts

Delegated acts

Reference	Subject
2016/2654(DEA)	Examination of delegated act
2016/2679(DEA)	Examination of delegated act
2016/2766(DEA)	Examination of delegated act
2016/2775(DEA)	Examination of delegated act
2016/2745(DEA)	Examination of delegated act
2016/2746(DEA)	Examination of delegated act
2016/2752(DEA)	Examination of delegated act
2016/2778(DEA)	Examination of delegated act
2016/3016(DEA)	Examination of delegated act
2017/2864(DEA)	Examination of delegated act
2016/2776(DEA)	Examination of delegated act
2016/2779(DEA)	Examination of delegated act
2016/2848(DEA)	Examination of delegated act
2016/3017(DEA)	Examination of delegated act
2016/2845(DEA)	Examination of delegated act
2016/2846(DEA)	Examination of delegated act
2016/2847(DEA)	Examination of delegated act
2016/2738(DEA)	Examination of delegated act
2016/2784(DEA)	Examination of delegated act
2016/2867(DEA)	Examination of delegated act
2017/2814(DEA)	Examination of delegated act
2016/2810(DEA)	Examination of delegated act
2019/2579(DEA)	Examination of delegated act
2022/2610(DEA)	Examination of delegated act
2021/2638(DEA)	Examination of delegated act
2021/2826(DEA)	Examination of delegated act
2020/2927(DEA)	Examination of delegated act
2021/2651(DEA)	Examination of delegated act
2021/2652(DEA)	Examination of delegated act
2023/2545(DEA)	Examination of delegated act
2022/2640(DEA)	Examination of delegated act
2022/2802(DEA)	Examination of delegated act