Legislative Observatory
European Parliament
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2011/0307(COD)

Securities: issuers trading on a regulated market, transparency requirements

Basic information

2011/0307(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2003/71/EC 2001/0117(COD)
Amending Directive 2004/109/EC 2003/0045(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.10 Financial supervision
3.45.01 Company law
3.45.02 Small and medium-sized enterprises (SME), craft industries
3.45.08 Business environment, reduction of the administrative burdens
8.50.02 Legislative simplification, coordination, codification

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
25/10/2011 Legislative proposal published COM(2011)0683
15/11/2011 Committee referral announced in Parliament, 1st reading
24/05/2012 Referral to associated committees announced in Parliament
18/09/2012 Vote in committee, 1st reading
27/09/2012 Committee report tabled for plenary, 1st reading A7-0292/2012
11/06/2013 Debate in Parliament
12/06/2013 Decision by Parliament, 1st reading T7-0262/2013
12/06/2013 Results of vote in Parliament
17/10/2013 Act adopted by Council after Parliament's 1st reading
22/10/2013 Final act signed
22/10/2013 End of procedure in Parliament
06/11/2013 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2011/0307(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Directive
Amending Directive 2003/71/EC 2001/0117(COD)
Amending Directive 2004/109/EC 2003/0045(COD)
Legal basis Treaty on the Functioning of the EU TFEU 114-p1 Treaty on the Functioning of the EU TFEU 050
Other legal basis Rules of Procedure EP 165
Mandatory consultation of other institutions European Economic and Social Committee
Stage reached in procedure Procedure completed
Committee dossier JURI/7/07694

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE486.067 26/03/2012
    Amendments tabled in committee PE487.910 27/04/2012
    Amendments tabled in committee PE489.400 09/05/2012
    Amendments tabled in committee PE489.449 14/05/2012
    Amendments tabled in committee PE489.526 15/05/2012
    Amendments tabled in committee PE491.070 01/06/2012
    Committee opinion DEVE PE487.944 06/06/2012
    Committee opinion INTA PE485.869 21/06/2012
    Committee opinion ECON PE483.735 25/06/2012
    Committee report tabled for plenary, 1st reading/single reading A7-0292/2012 27/09/2012
    Text adopted by Parliament, 1st reading/single reading T7-0262/2013 12/06/2013
  • Document type Reference Date Summary
    Draft final act 00037/2013/LEX 23/10/2013
  • Document type Reference Date Summary
    Document attached to the procedure SEC(2011)1280 25/10/2011
    Document attached to the procedure SEC(2011)1279 25/10/2011
    Legislative proposal COM(2011)0683 25/10/2011
    Commission response to text adopted in plenary SP(2013)520 16/07/2013
  • Document type Parliament/Chamber Reference Date Summary
    Contribution PT_PARLIAMENT COM(2011)0683 09/01/2012
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2012/0010 OJ C 093 30.03.2012, p. 0002 10/02/2012
    ESC Economic and Social Committee: opinion, report CES0471/2012 22/02/2012

Additional information

Source Document Date
National parliaments IPEX
European Commission EUR-Lex
European Commission EUR-Lex

Final act