2011/0360(COD)

Institutions for occupational retirement provision, undertakings of collective investment in transferable securities (UCITS) and Alternative Investment Funds Managers: risk management

Basic information

2011/0360(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2003/41/EC 2000/0260(COD)
Amending Directive 2009/65/EC 2008/0153(COD)
Amending Directive 2011/61/EU 2009/0064(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Legislative priorities

Regulation of financial markets

Status

Procedure completed

Key players

Key events

Date Event Reference Summary
15/11/2011 Legislative proposal published COM(2011)0746
30/11/2011 Committee referral announced in Parliament, 1st reading
19/06/2012 Vote in committee, 1st reading
22/06/2012 Debate in Council
28/06/2012 Committee report tabled for plenary, 1st reading A7-0220/2012
15/01/2013 Debate in Parliament
16/01/2013 Decision by Parliament, 1st reading T7-0013/2013
16/01/2013 Results of vote in Parliament
13/05/2013 Act adopted by Council after Parliament's 1st reading
21/05/2013 Final act signed
21/05/2013 End of procedure in Parliament
31/05/2013 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2011/0360(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Directive
Amending Directive 2003/41/EC 2000/0260(COD)
Amending Directive 2009/65/EC 2008/0153(COD)
Amending Directive 2011/61/EU 2009/0064(COD)
Legal basis Treaty on the Functioning of the EU TFEU 053-p1
Other legal basis Rules of Procedure EP 165
Stage reached in procedure Procedure completed
Committee dossier ECON/7/07818

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE480.851 07/02/2012
    Amendments tabled in committee PE486.179 29/03/2012
    Amendments tabled in committee PE486.063 29/03/2012
    Committee opinion JURI PE483.524 27/04/2012
    Committee report tabled for plenary, 1st reading/single reading A7-0220/2012 28/06/2012
    Text adopted by Parliament, 1st reading/single reading T7-0013/2013 16/01/2013
  • Document type Reference Date Summary
    Draft final act 00069/2012/LEX 21/05/2013
  • Document type Reference Date Summary
    Document attached to the procedure SEC(2011)1355 15/11/2011
    Document attached to the procedure SEC(2011)1354 15/11/2011
    Legislative proposal COM(2011)0746 15/11/2011
    Document attached to the procedure COM(2012)0367 06/07/2012
    Commission response to text adopted in plenary SP(2013)176 05/03/2013
  • Document type Parliament/Chamber Reference Date Summary
    Contribution PT_PARLIAMENT COM(2011)0746 23/01/2012
    Contribution IT_SENATE COM(2011)0746 23/11/2012
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2012/0024 OJ C 167 13.06.2012, p. 0002 02/04/2012
    ESC Economic and Social Committee: opinion, report CES1296/2012 23/05/2012

Additional information

Source Document Date
National parliaments IPEX
European Commission EUR-Lex