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2017/0136(COD)

EMIR and ESMA Regulations: procedures and authorities involved for the authorisation of CCPs and requirements for the recognition of third-country CCPs

Basic information

2017/0136(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Regulation

Amending Regulation (EU) No 1095/2010 2009/0144(COD)
Amending Regulation (EU) No 648/2012 2010/0250(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision
8.40.08 Agencies and bodies of the EU

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
13/06/2017 Legislative proposal published COM(2017)0331
11/09/2017 Committee referral announced in Parliament, 1st reading
16/05/2018 Vote in committee, 1st reading
16/05/2018 Committee decision to open interinstitutional negotiations with report adopted in committee
25/05/2018 Committee report tabled for plenary, 1st reading A8-0190/2018
28/05/2018 Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
30/05/2018 Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
01/04/2019 Approval in committee of the text agreed at 1st reading interinstitutional negotiations PE637.301 GEDA/A/(2019)002707
18/04/2019 Decision by Parliament, 1st reading T8-0438/2019
18/04/2019 Results of vote in Parliament
15/10/2019 Act adopted by Council after Parliament's 1st reading
23/10/2019 Final act signed
23/10/2019 End of procedure in Parliament
12/12/2019 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2017/0136(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Regulation
Amending Regulation (EU) No 1095/2010 2009/0144(COD)
Amending Regulation (EU) No 648/2012 2010/0250(COD)
Legal basis Treaty on the Functioning of the EU TFEU 114
Other legal basis Rules of Procedure EP 165
Mandatory consultation of other institutions European Economic and Social Committee
Stage reached in procedure Procedure completed
Committee dossier ECON/8/10239

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE616.847 31/01/2018
    Amendments tabled in committee PE619.413 13/04/2018
    Amendments tabled in committee PE620.778 13/04/2018
    Committee report tabled for plenary, 1st reading/single reading A8-0190/2018 25/05/2018
    Text agreed during interinstitutional negotiations PE637.301 20/03/2019
    Text adopted by Parliament, 1st reading/single reading T8-0438/2019 18/04/2019
  • Document type Reference Date Summary
    Coreper letter confirming interinstitutional agreement GEDA/A/(2019)002707 20/03/2019
    Draft final act 00088/2019/LEX 23/10/2019
  • Document type Reference Date Summary
    Legislative proposal COM(2017)0331 13/06/2017
    Document attached to the procedure SWD(2017)0246 14/06/2017
    Document attached to the procedure SWD(2017)0247 14/06/2017
    Supplementary legislative basic document COM(2017)0539 20/09/2017
    Commission response to text adopted in plenary SP(2019)440 08/08/2019
  • Document type Parliament/Chamber Reference Date Summary
    Contribution DE_BUNDESRAT COM(2017)0331 26/09/2017
    Contribution ES_PARLIAMENT COM(2017)0331 09/10/2017
    Reasoned opinion SE_PARLIAMENT PE612.182 18/10/2017
    Contribution FR_SENATE COM(2017)0331 08/02/2018
  • Institution/body Document type Reference Date Summary
    ESC Economic and Social Committee: opinion, report CES2566/2017 20/09/2017
    ECB European Central Bank: opinion, guideline, report CON/2017/0039 OJ C 385 15.11.2017, p. 0003 04/10/2017

Additional information

Source Document Date
EP Research Service Briefing

Final act