Legislative Observatory
European Parliament
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2017/0231(COD)

European Securities and Markets Authority (ESMA) and European Insurance and Occupational Pensions Authority (EIOPA): powers

Basic information

2017/0231(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2009/138/EC 2007/0143(COD)
Amending Directive 2014/65/EU 2011/0298(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.05 Insurance, pension funds
2.50.10 Financial supervision
8.40.08 Agencies and bodies of the EU

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
20/09/2017 Legislative proposal published COM(2017)0537
16/11/2017 Committee referral announced in Parliament, 1st reading
10/01/2019 Vote in committee, 1st reading
10/01/2019 Committee decision to open interinstitutional negotiations with report adopted in committee
14/01/2019 Committee report tabled for plenary, 1st reading A8-0012/2019
15/01/2019 Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
17/01/2019 Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
01/04/2019 Approval in committee of the text agreed at 1st reading interinstitutional negotiations PE637.439 GEDA/A/(2019)003029
15/04/2019 Debate in Parliament
16/04/2019 Decision by Parliament, 1st reading T8-0376/2019
16/04/2019 Results of vote in Parliament
02/12/2019 Act adopted by Council after Parliament's 1st reading
18/12/2019 Final act signed
18/12/2019 End of procedure in Parliament
27/12/2019 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2017/0231(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Directive
Amending Directive 2009/138/EC 2007/0143(COD)
Amending Directive 2014/65/EU 2011/0298(COD)
Legal basis Treaty on the Functioning of the EU TFEU 053-p1 Treaty on the Functioning of the EU TFEU 062
Other legal basis Rules of Procedure EP 165
Stage reached in procedure Procedure completed
Committee dossier ECON/8/11078

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE625.359 10/07/2018
    Amendments tabled in committee PE627.023 11/09/2018
    Committee report tabled for plenary, 1st reading/single reading A8-0012/2019 14/01/2019
    Text agreed during interinstitutional negotiations PE637.439 01/04/2019
    Text adopted by Parliament, 1st reading/single reading T8-0376/2019 16/04/2019
  • Document type Reference Date Summary
    Coreper letter confirming interinstitutional agreement GEDA/A/(2019)003029 01/04/2019
    Draft final act 00076/2019/LEX 18/12/2019
  • Document type Reference Date Summary
    Legislative proposal COM(2017)0537 20/09/2017
    Commission response to text adopted in plenary SP(2019)440 08/08/2019
  • Document type Parliament/Chamber Reference Date Summary
    Contribution ES_PARLIAMENT COM(2017)0537 19/12/2017
    Contribution PT_PARLIAMENT COM(2017)0537 21/12/2017
    Contribution FR_SENATE COM(2017)0537 08/02/2018
  • Institution/body Document type Reference Date Summary
    ESC Economic and Social Committee: opinion, report CES5295/2017 15/02/2018
    ECB European Central Bank: opinion, guideline, report CON/2018/0026 OJ C 251 18.07.2018, p. 0002 11/05/2018

Final act