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2017/0358(COD)

Prudential supervision of investment firms

Basic information

2017/0358(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2013/36/EU 2011/0203(COD)
Amending Directive 2014/65/EU 2011/0298(COD)
Amended by 2022/0404(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
20/12/2017 Legislative proposal published COM(2017)0791
18/01/2018 Committee referral announced in Parliament, 1st reading
24/09/2018 Vote in committee, 1st reading
24/09/2018 Committee decision to open interinstitutional negotiations with report adopted in committee
27/09/2018 Committee report tabled for plenary, 1st reading A8-0295/2018
01/10/2018 Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
03/10/2018 Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
01/04/2019 Approval in committee of the text agreed at 1st reading interinstitutional negotiations PE637.298 GEDA/A/(2019)002699
15/04/2019 Debate in Parliament
16/04/2019 Decision by Parliament, 1st reading T8-0377/2019
16/04/2019 Results of vote in Parliament
08/11/2019 Act adopted by Council after Parliament's 1st reading
25/11/2019 End of procedure in Parliament
27/11/2019 Final act signed
05/12/2019 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2017/0358(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Directive
Amending Directive 2013/36/EU 2011/0203(COD)
Amending Directive 2014/65/EU 2011/0298(COD)
Amended by 2022/0404(COD)
Legal basis Treaty on the Functioning of the EU TFEU 053-p1
Mandatory consultation of other institutions European Economic and Social Committee
Stage reached in procedure Procedure completed
Committee dossier ECON/8/11908

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE619.409 11/04/2018
    Amendments tabled in committee PE623.597 04/06/2018
    Amendments tabled in committee PE623.590 12/06/2018
    Committee opinion JURI PE621.063 12/07/2018
    Committee report tabled for plenary, 1st reading/single reading A8-0295/2018 27/09/2018
    Text agreed during interinstitutional negotiations PE637.298 20/03/2019
    Text adopted by Parliament, 1st reading/single reading T8-0377/2019 16/04/2019
  • Document type Reference Date Summary
    Coreper letter confirming interinstitutional agreement GEDA/A/(2019)002699 20/03/2019
    Draft final act 00079/2019/LEX 27/11/2019
  • Document type Reference Date Summary
    Legislative proposal COM(2017)0791 20/12/2017
    Document attached to the procedure SWD(2017)0481 21/12/2017
    Commission response to text adopted in plenary SP(2019)440 08/08/2019
  • Document type Parliament/Chamber Reference Date Summary
    Contribution ES_PARLIAMENT COM(2017)0791 05/03/2018
    Contribution PT_PARLIAMENT COM(2017)0791 08/03/2018
    Contribution RO_SENATE COM(2017)0791 28/03/2018
    Contribution FR_SENATE COM(2017)0791 07/10/2019
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2018/0036 OJ C 378 19.10.2018, p. 0005 22/08/2018

Additional information

Source Document Date
EP Research Service Briefing

Final act

Delegated acts

Reference Subject
2021/2850(DEA) Examination of delegated act
2021/2847(DEA) Examination of delegated act
2021/2857(DEA) Examination of delegated act
2023/2521(DEA) Examination of delegated act
2023/2712(DEA) Examination of delegated act
2023/2520(DEA) Examination of delegated act
2023/2719(DEA) Examination of delegated act