2017/0359(COD)
Prudential requirements of investment firms
Basic information
2017/0359(COD)
COD - Ordinary legislative procedure (ex-codecision procedure)
Regulation
Amending Regulation (EU) No 1093/2010
2009/0142(COD)
Amending Regulation (EU) No 575/2013
2011/0202(COD)
Amending Regulation (EU) No 600/2014
2011/0296(COD)
Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing
Status
Procedure completed
Key players
-
European Parliament
Committee responsible Rapporteur Appointed ECONEconomic and Monetary Affairs
FERBER Markus (PPE)
23/01/2018
Committee for opinion Rapporteur for opinion Appointed DEVEDevelopment
The committee decided not to give an opinion. BUDGBudgets
The committee decided not to give an opinion. ITREIndustry, Research and Energy
The committee decided not to give an opinion. JURILegal Affairs
The committee decided not to give an opinion. AFCOConstitutional Affairs
The committee decided not to give an opinion. -
Council of the European Union
Council configuration Meetings Date Economic and Financial Affairs ECOFIN 3725 08/11/2019 -
European Commission
Commission DG Commissioner Financial Stability, Financial Services and Capital Markets Union DOMBROVSKIS Valdis
Key events
| Date | Event | Reference | Summary |
|---|---|---|---|
| 20/12/2017 | Legislative proposal published | COM(2017)0790 | |
| 18/01/2018 | Committee referral announced in Parliament, 1st reading | ||
| 24/09/2018 | Vote in committee, 1st reading | ||
| 24/09/2018 | Committee decision to open interinstitutional negotiations with report adopted in committee | ||
| 27/09/2018 | Committee report tabled for plenary, 1st reading | A8-0296/2018 | |
| 01/10/2018 | Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71) | ||
| 03/10/2018 | Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71) | ||
| 01/04/2019 | Approval in committee of the text agreed at 1st reading interinstitutional negotiations | PE637.299 GEDA/A/(2019)002699 | |
| 15/04/2019 | Debate in Parliament | ||
| 16/04/2019 | Decision by Parliament, 1st reading | T8-0378/2019 | |
| 16/04/2019 | Results of vote in Parliament | ||
| 08/11/2019 | Act adopted by Council after Parliament's 1st reading | ||
| 25/11/2019 | End of procedure in Parliament | ||
| 27/11/2019 | Final act signed | ||
| 05/12/2019 | Final act published in Official Journal |
Technical information
| Procedure | Information |
|---|---|
| Procedure reference | 2017/0359(COD) |
| Procedure type | COD - Ordinary legislative procedure (ex-codecision procedure) |
| Nature of procedure | Legislation |
| Legislative instrument | Regulation |
|
Amending Regulation (EU) No 1093/2010
2009/0142(COD)
Amending Regulation (EU) No 575/2013 2011/0202(COD) Amending Regulation (EU) No 600/2014 2011/0296(COD) |
|
| Legal basis | Treaty on the Functioning of the EU TFEU 114 |
| Mandatory consultation of other institutions | European Economic and Social Committee |
| Stage reached in procedure | Procedure completed |
| Committee dossier |
ECON/8/11920
|
Documentation gateway
-
Document type Committee Reference Date Summary Committee draft report PE619.410 11/04/2018 Amendments tabled in committee PE623.596 05/06/2018 Amendments tabled in committee PE623.631 05/06/2018 Committee report tabled for plenary, 1st reading/single reading A8-0296/2018 27/09/2018 Text agreed during interinstitutional negotiations PE637.299 20/03/2019 Text adopted by Parliament, 1st reading/single reading T8-0378/2019 16/04/2019 -
Document type Reference Date Summary Coreper letter confirming interinstitutional agreement GEDA/A/(2019)002699 20/03/2019 Draft final act 00080/2019/LEX 27/11/2019 -
Document type Reference Date Summary Legislative proposal COM(2017)0790 20/12/2017 Document attached to the procedure SWD(2017)0481 21/12/2017 Commission response to text adopted in plenary SP(2019)440 08/08/2019 -
Document type Parliament/Chamber Reference Date Summary Contribution ES_PARLIAMENT COM(2017)0790 05/03/2018 Contribution DE_BUNDESRAT COM(2017)0790 06/03/2018 Contribution RO_SENATE COM(2017)0790 28/03/2018 Contribution FR_SENATE COM(2017)0790 07/10/2019 -
Institution/body Document type Reference Date Summary ECB European Central Bank: opinion, guideline, report CON/2018/0036 OJ C 378 19.10.2018, p. 0005 22/08/2018
Additional information
| Source | Document | Date |
|---|---|---|
| EP Research Service | Briefing | 15/01/2020 |
Delegated acts
| Reference | Subject |
|---|---|
| 2021/2896(DEA) | Examination of delegated act |
| 2022/2639(DEA) | Examination of delegated act |
| 2021/2893(DEA) | Examination of delegated act |
| 2021/2892(DEA) | Examination of delegated act |
| 2021/2897(DEA) | Examination of delegated act |
| 2022/2598(DEA) | Examination of delegated act |