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2021/0376(COD)

Amendments to the Alternative Investment Fund Managers Directive (AIFMD) and to the Directive relating to undertakings for collective investment in transferable securities (UCITSD)

Basic information

2021/0376(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2011/61 2009/0064(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Legislative priorities

Joint Declaration 2021
Joint Declaration 2022
Joint Declaration 2023-24

Status

Procedure completed

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
25/11/2021 Legislative proposal published COM(2021)0721
14/02/2022 Committee referral announced in Parliament, 1st reading
24/01/2023 Vote in committee, 1st reading
24/01/2023 Committee decision to open interinstitutional negotiations with report adopted in committee
02/02/2023 Committee report tabled for plenary, 1st reading A9-0020/2023
13/02/2023 Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
15/02/2023 Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
28/11/2023 Approval in committee of the text agreed at 1st reading interinstitutional negotiations PE756.128 GEDA/A/(2023)006457
06/02/2024 Debate in Parliament
07/02/2024 Decision by Parliament, 1st reading T9-0064/2024
07/02/2024 Results of vote in Parliament
26/02/2024 Act adopted by Council after Parliament's 1st reading
13/03/2024 Final act signed
26/03/2024 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2021/0376(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Directive
Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2011/61 2009/0064(COD)
Legal basis Treaty on the Functioning of the EU TFEU 053-p1
Other legal basis Rules of Procedure EP 165
Stage reached in procedure Procedure completed
Committee dossier ECON/9/07807

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE732.549 16/05/2022
    Amendments tabled in committee PE732.892 04/07/2022
    Amendments tabled in committee PE734.353 04/07/2022
    Committee report tabled for plenary, 1st reading/single reading A9-0020/2023 02/02/2023
    Text agreed during interinstitutional negotiations PE756.128 09/11/2023
    Text adopted by Parliament, 1st reading/single reading T9-0064/2024 07/02/2024
  • Document type Reference Date Summary
    Coreper letter confirming interinstitutional agreement GEDA/A/(2023)006457 09/11/2023
    Draft final act 00067/2023/LEX 13/03/2024
  • Document type Reference Date Summary
    Legislative proposal COM(2021)0721 25/11/2021
    Document attached to the procedure SWD(2021)0341 25/11/2021
    Document attached to the procedure SEC(2021)0570 25/11/2021
    Document attached to the procedure SWD(2021)0340 25/11/2021
    Commission response to text adopted in plenary SP(2024)196 30/04/2024
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2022/0026 OJ C 379 03.10.2022, p. 0001 03/10/2022

Additional information

Source Document Date
EP Research Service Briefing 20/06/2022

Transparency

Meetings with interest representatives published in line with the Rules of Procedure

  • Name Date Interest representatives
    ANGEL Marc 17/05/2022 Penta (formerly Hume Brophy)
    Two Sigma Investments, LP
    ANGEL Marc 26/04/2022 Association Luxembourgeoise des Fonds d'Investissement

Final act