2021/2857(DEA)
Regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages
Basic information
2021/2857(DEA)
DEA - Delegated acts procedure
Supplementing 2017/0358(COD)
Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision
Status
Procedure completed - delegated act enters into force
Key players
-
European Parliament
Committee responsible Rapporteur Appointed
Key events
| Date | Event | Reference | Summary |
|---|---|---|---|
| 13/08/2021 | Non-legislative basic document published | C(2021)05949 | |
| 23/08/2021 | Initial period for examining delegated act 3.0 month(s) | ||
| 15/09/2021 | Committee referral announced in Parliament | ||
| 01/12/2021 | Delegated act not objected by Parliament |
Technical information
| Procedure | Information |
|---|---|
| Procedure reference | 2021/2857(DEA) |
| Procedure type | DEA - Delegated acts procedure |
| Nature of procedure | Examination of delegated act |
| Supplementing 2017/0358(COD) | |
| Stage reached in procedure | Procedure completed - delegated act enters into force |
| Committee dossier |
ECON/9/07031
|
Documentation gateway
-
Document type Reference Date Summary Non-legislative basic document C(2021)05949 13/08/2021 Document attached to the procedure C(2021)8645 25/11/2021