2022/0404(COD)

Treatment of concentration risk towards central counterparties and the counterparty risk on centrally cleared derivative transactions

Basic information

2022/0404(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2013/36 2011/0203(COD)
Amending Directive 2019/2034 2017/0358(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Legislative priorities

Joint Declaration 2022
Joint Declaration 2023-24

Status

Procedure completed

Key players

Key events

Date Event Reference Summary
07/12/2022 Legislative proposal published COM(2022)0698
01/02/2023 Committee referral announced in Parliament, 1st reading
28/11/2023 Vote in committee, 1st reading
28/11/2023 Committee decision to open interinstitutional negotiations with report adopted in committee
05/12/2023 Committee report tabled for plenary, 1st reading A9-0399/2023
11/12/2023 Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
13/12/2023 Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
04/03/2024 Approval in committee of the text agreed at 1st reading interinstitutional negotiations PE759.079 GEDA/A/(2024)001022 PE759.089
24/04/2024 Decision by Parliament, 1st reading T9-0349/2024
24/04/2024 Results of vote in Parliament
19/11/2024 Act adopted by Council after Parliament's 1st reading
27/11/2024 Final act signed
04/12/2024 Final act published in Official Journal

Technical information

Procedure Information
Procedure reference 2022/0404(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Directive
Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2013/36 2011/0203(COD)
Amending Directive 2019/2034 2017/0358(COD)
Legal basis Treaty on the Functioning of the EU TFEU 053-p1
Other legal basis Rules of Procedure EP 165
Stage reached in procedure Procedure completed
Committee dossier ECON/9/10899

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee draft report PE749.905 09/06/2023
    Amendments tabled in committee PE751.572 05/07/2023
    Committee report tabled for plenary, 1st reading/single reading A9-0399/2023 05/12/2023
    Text agreed during interinstitutional negotiations PE759.079 14/02/2024
    Text adopted by Parliament, 1st reading/single reading T9-0349/2024 24/04/2024
  • Document type Reference Date Summary
    Coreper letter confirming interinstitutional agreement GEDA/A/(2024)001022 15/02/2024
    Draft final act 00042/2024/LEX 27/11/2024
  • Document type Reference Date Summary
    Legislative proposal COM(2022)0698 07/12/2022
    Document attached to the procedure SWD(2022)0698 08/12/2022
    Document attached to the procedure SWD(2022)0697 08/12/2022
    Commission response to text adopted in plenary SP(2024)394 08/08/2024
  • Document type Parliament/Chamber Reference Date Summary
    Contribution ES_PARLIAMENT COM(2022)0698 21/03/2023
    Contribution PT_PARLIAMENT COM(2022)0698 15/09/2023
  • Institution/body Document type Reference Date Summary
    ECB European Central Bank: opinion, guideline, report CON/2023/0011 OJ C 204 12.06.2023, p. 0003 26/04/2023

Additional information

Source Document Date
EP Research Service Briefing 05/03/2024

Transparency

Meetings with interest representatives published in line with the Rules of Procedure

  • Name Date Interest representatives
    FERBER Markus 23/01/2024 Deutsche Unternehmensverband Vermögensberatung

Final act