2023/0167(COD)
Retail investor protection rules
Basic information
2023/0167(COD)
COD - Ordinary legislative procedure (ex-codecision procedure)
Directive
Amending Directive 2009/138
2007/0143(COD)
Amending Directive 2009/65
2008/0153(COD)
Amending Directive 2011/61
2009/0064(COD)
Amending Directive 2014/65
2011/0298(COD)
Amending Directive 2016/97
2012/0175(COD)
Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.05 Insurance, pension funds
Legislative priorities
Status
Awaiting Parliament's position in 1st reading
Key players
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European Parliament
Committee responsible Rapporteur Appointed YON-COURTIN Stéphanie (Renew)
12/09/2024
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Former committee responsible Former rapporteur Appointed
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Former committee for opinion Former rapporteur for opinion Appointed BUDGThe committee decided not to give an opinion. JURIThe committee decided not to give an opinion.
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European Commission
Commission DG Commissioner Financial Stability, Financial Services and Capital Markets Union MCGUINNESS Mairead
Key events
Date | Event | Reference | Summary |
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24/05/2023 | Legislative proposal published | COM(2023)0279 | |
10/07/2023 | Committee referral announced in Parliament, 1st reading | ||
20/03/2024 | Vote in committee, 1st reading | ||
02/04/2024 | Committee report tabled for plenary, 1st reading | A9-0162/2024 | |
10/04/2024 | Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71) | ||
23/04/2024 | Vote scheduled | ||
23/04/2024 | Results of vote in Parliament | ||
23/04/2024 | Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71 - vote) | ||
13/11/2024 | Committee referral announced in Parliament, 1st reading |
Technical information
Procedure | Information |
---|---|
Procedure reference | 2023/0167(COD) |
Procedure type | COD - Ordinary legislative procedure (ex-codecision procedure) |
Nature of procedure | Legislation |
Legislative instrument | Directive |
Amending Directive 2009/138
2007/0143(COD)
Amending Directive 2009/65 2008/0153(COD) Amending Directive 2011/61 2009/0064(COD) Amending Directive 2014/65 2011/0298(COD) Amending Directive 2016/97 2012/0175(COD) |
|
Legal basis | Treaty on the Functioning of the EU TFEU 053-p1 Treaty on the Functioning of the EU TFEU 062 |
Stage reached in procedure | Awaiting Parliament's position in 1st reading |
Committee dossier |
ECON/10/00224
|
Documentation gateway
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Document type Committee Reference Date Summary Committee report tabled for plenary, 1st reading/single reading A9-0162/2024 02/04/2024 -
Document type Reference Date Summary Legislative proposal COM(2023)0279 24/05/2023 Document attached to the procedure SWD(2023)0279 25/05/2023 Document attached to the procedure SEC(2023)0330 25/05/2023 Document attached to the procedure SWD(2023)0278 25/05/2023 -
Document type Parliament/Chamber Reference Date Summary Contribution CZ_CHAMBER COM(2023)0279 25/09/2023
Additional information
Source | Document | Date |
---|---|---|
EP Research Service | Briefing | 22/04/2024 |
Transparency
Meetings with interest representatives published in line with the Rules of Procedure
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Name Role Committee Date Interest representatives YON-COURTIN Stéphanie Rapporteur ECON 15/11/2024 Confédération Nationale du Crédit Mutuel YON-COURTIN Stéphanie Rapporteur ECON 24/10/2024 European Fund and Asset Management Association YON-COURTIN Stéphanie Rapporteur ECON 18/10/2024 Citigroup Inc. YON-COURTIN Stéphanie Rapporteur ECON 14/10/2024 Deutscher Sparkassen-und Giroverband YON-COURTIN Stéphanie Rapporteur ECON 11/10/2024 European Association of Co-operative Banks YON-COURTIN Stéphanie Rapporteur ECON 03/10/2024 AMUNDI AM SEEKATZ Ralf Shadow rapporteur ECON 24/09/2024 Deutsche Schutzvereinigung für Wertpapierbesitz e.V.
European Federation of Investors and Financial Services UsersYON-COURTIN Stéphanie Rapporteur ECON 24/09/2024 BPCE YON-COURTIN Stéphanie Rapporteur ECON 13/09/2024 Euronext YON-COURTIN Stéphanie Rapporteur ECON 13/09/2024 NASDAQ
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Name Date Interest representatives GOMART Christophe 19/11/2024 Fédération nationale des syndicats d’agents généraux d’assurance français FERBER Markus 18/11/2024 Bundesverband Deutscher Versicherungskaufleute e.V. (BVK) FERBER Markus 15/10/2024 Deutsche Vermögensberatung FERBER Markus 19/06/2024 Berbalk Communications SANT Alfred 05/03/2024 Insurance Ireland LALUCQ Aurore 19/02/2024 Euronext BENJUMEA BENJUMEA Isabel 15/02/2024 ALLFUNDS BANK, S.A.U. SAILLIET Laurence 09/02/2024 Crédit Agricole S.A. POLFJÄRD Jessica 25/01/2024 Swedish Securities Markets Association (Swedish: Föreningen Svensk Värdepappersmarknad) KARAS Othmar 24/01/2024 Wirtschaftskammer Österreich