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2023/0167(COD)

Retail investor protection rules

Basic information

2023/0167(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)

Directive

Amending Directive 2009/138 2007/0143(COD)
Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2011/61 2009/0064(COD)
Amending Directive 2014/65 2011/0298(COD)
Amending Directive 2016/97 2012/0175(COD)

Subject

2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.05 Insurance, pension funds

Legislative priorities

Joint Declaration 2023-24

Status

Awaiting Parliament's position in 1st reading

Please go to Documentation gateway for any follow-up documents.

Key players

Key events

Date Event Reference Summary
24/05/2023 Legislative proposal published COM(2023)0279
10/07/2023 Committee referral announced in Parliament, 1st reading
02/04/2024 Committee report tabled for plenary, 1st reading A9-0162/2024
10/04/2024 Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
23/04/2024 Vote scheduled
23/04/2024 Results of vote in Parliament
23/04/2024 Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71 - vote)

Technical information

Procedure Information
Procedure reference 2023/0167(COD)
Procedure type COD - Ordinary legislative procedure (ex-codecision procedure)
Nature of procedure Legislation
Legislative instrument Directive
Amending Directive 2009/138 2007/0143(COD)
Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2011/61 2009/0064(COD)
Amending Directive 2014/65 2011/0298(COD)
Amending Directive 2016/97 2012/0175(COD)
Legal basis Treaty on the Functioning of the EU TFEU 062 Treaty on the Functioning of the EU TFEU 053-p1
Stage reached in procedure Awaiting Parliament's position in 1st reading
Committee dossier ECON/10/00224

Documentation gateway

  • Document type Committee Reference Date Summary
    Committee report tabled for plenary, 1st reading/single reading A9-0162/2024 02/04/2024
  • Document type Reference Date Summary
    Legislative proposal COM(2023)0279 24/05/2023
    Document attached to the procedure SWD(2023)0279 25/05/2023
    Document attached to the procedure SEC(2023)0330 25/05/2023
    Document attached to the procedure SWD(2023)0278 25/05/2023
  • Document type Parliament/Chamber Reference Date Summary
    Contribution CZ_CHAMBER COM(2023)0279 25/09/2023

Additional information

Source Document Date
EP Research Service Briefing 22/04/2024

Transparency

Meetings with interest representatives published in line with the Rules of Procedure