Document reference

2022/0404(COD)  
Treatment of concentration risk towards central counterparties and the counterparty risk on centrally cleared derivative transactions  
Basic information  

2022/0404(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)
Directive

Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2013/36 2011/0203(COD)
Amending Directive 2019/2034 2017/0358(COD)

Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Legislative priorities
Joint Declaration 2023-24
Joint Declaration 2022

Status

Awaiting Council's 1st reading position

 

Key players  
Key events  
07/12/2022
Legislative proposal published
COM(2022)0698 Eur-Lex link
01/02/2023
Committee referral announced in Parliament, 1st reading
28/11/2023
Vote in committee, 1st reading
28/11/2023
Committee decision to open interinstitutional negotiations with report adopted in committee
05/12/2023
Committee report tabled for plenary, 1st reading
A9-0399/2023
11/12/2023
Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
13/12/2023
Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71)
04/03/2024
Approval in committee of the text agreed at 1st reading interinstitutional negotiations
PE759.079

PE759.089
   
04/03/2024
Approval in committee of the text agreed at 1st reading interinstitutional negotiations
PE759.079

GEDA/A/(2024)001022
   
24/04/2024
Decision by Parliament, 1st reading
T9-0349/2024
Technical information  
Procedure reference
2022/0404(COD)
Procedure type
COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype
Legislation
Legislative instrument
Directive

Amending Directive 2009/65 2008/0153(COD)

Amending Directive 2013/36 2011/0203(COD)

Amending Directive 2019/2034 2017/0358(COD)

Legal basis
Treaty on the Functioning of the EU TFEU 053-p1
Other legal basis
Rules of Procedure EP 159
Stage reached in procedure
Awaiting Council's 1st reading position
Committee dossier
ECON/9/10899
Documentation gateway  
  • European Parliament 
    Committee draft report
       
    PE749.905  
    09/06/2023
    EP
     
    Amendments tabled in committee
       
    PE751.572  
    05/07/2023
    EP
     
    Committee report tabled for plenary, 1st reading/single reading
       
    A9-0399/2023  
    05/12/2023
    EP
    Text agreed during interinstitutional negotiations
       
    PE759.079  
    14/02/2024
    EP
     
    Text adopted by Parliament, 1st reading/single reading
       
    T9-0349/2024  
    24/04/2024
    EP
     
  • Council of the EU 
    Coreper letter confirming interinstitutional agreement
     
    GEDA/A/(2024)001022
    15/02/2024
    CSL
     
  • European Commission 
    Legislative proposal
     
    COM(2022)0698   Eur-Lex link  
    07/12/2022
    EC
    Document attached to the procedure
     
    SWD(2022)0697 Eur-Lex link  
    08/12/2022
    EC
     
    Document attached to the procedure
     
    SWD(2022)0698 Eur-Lex link  
    08/12/2022
    EC
     
  • National parliaments 
    Contribution
    PT_PARLIAMENT
    COM(2022)0698  
    15/09/2023
    NP
     
    Contribution
    ES_PARLIAMENT
    COM(2022)0698  
    21/03/2023
    NP
     
  • Other institutions 
    European Central Bank: opinion, guideline, report
     
    CON/2023/0011  
    OJ C 204 12.06.2023, p. 0003  
    26/04/2023
    ECB
     
  • All 
    Legislative proposal
       
    COM(2022)0698   Eur-Lex link  
    07/12/2022
    EC
    Document attached to the procedure
       
    SWD(2022)0697 Eur-Lex link  
    08/12/2022
    EC
     
    Document attached to the procedure
       
    SWD(2022)0698 Eur-Lex link  
    08/12/2022
    EC
     
    European Central Bank: opinion, guideline, report
       
    CON/2023/0011  
    OJ C 204 12.06.2023, p. 0003  
    26/04/2023
    ECB
     
    Committee draft report
       
    PE749.905  
    09/06/2023
    EP
     
    Amendments tabled in committee
       
    PE751.572  
    05/07/2023
    EP
     
    Committee report tabled for plenary, 1st reading/single reading
       
    A9-0399/2023  
    05/12/2023
    EP
    Text agreed during interinstitutional negotiations
       
    PE759.079  
    14/02/2024
    EP
     
    Coreper letter confirming interinstitutional agreement
       
    GEDA/A/(2024)001022
    15/02/2024
    CSL
     
    Text adopted by Parliament, 1st reading/single reading
       
    T9-0349/2024  
    24/04/2024
    EP
     
    Contribution
    PT_PARLIAMENT
    COM(2022)0698  
    15/09/2023
    NP
     
    Contribution
    ES_PARLIAMENT
    COM(2022)0698  
    21/03/2023
    NP
     
Transparency  
Meetings with interest representatives published in line with the Rules of Procedure
  • Rapporteurs, Shadow Rapporteurs and Committee Chairs 
    LALUCQ Aurore
    Shadow rapporteur
    ECON  
    06/11/2023
    Deutsche Börse AG
    LALUCQ Aurore
    Shadow rapporteur
    ECON  
    29/06/2023
    Banque de France
    LALUCQ Aurore
    Shadow rapporteur
    ECON  
    28/06/2023
    EACH
    LALUCQ Aurore
    Shadow rapporteur
    ECON  
    26/06/2023
    Deutsche Börse AG
    LALUCQ Aurore
    Shadow rapporteur
    ECON  
    15/06/2023
    Eureulectric
    HÜBNER Danuta Maria
    Rapporteur
    ECON  
    25/05/2023
    KDPW_CCP Spółka Akcyjna
    HÜBNER Danuta Maria
    Rapporteur
    ECON  
    23/05/2023
    FIA European Principal Traders Association, part of FIA, Inc.
    HÜBNER Danuta Maria
    Rapporteur
    ECON  
    17/05/2023
    European Association of Central Counterparty Clearing Houses
    LALUCQ Aurore
    Shadow rapporteur
    ECON  
    04/05/2023
    Afore Consulting
    The Bank of New York Mellon
    LALUCQ Aurore
    Shadow rapporteur
    ECON  
    03/05/2023
    Bundesverband deutscher Banken
  • Other Members 
    FERBER Markus
    23/01/2024
    Deutsche Unternehmensverband Vermögensberatung