Document reference

2023/0167(COD)  
Retail investor protection rules  
Basic information  

2023/0167(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)
Directive

Amending Directive 2009/138 2007/0143(COD)
Amending Directive 2009/65 2008/0153(COD)
Amending Directive 2011/61 2009/0064(COD)
Amending Directive 2014/65 2011/0298(COD)
Amending Directive 2016/97 2012/0175(COD)

Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.05 Insurance, pension funds

Legislative priorities
Joint Declaration 2023-24

Status

Awaiting Parliament's position in 1st reading

 

Key players  
Key events  
24/05/2023
Legislative proposal published
COM(2023)0279 Eur-Lex link
10/07/2023
Committee referral announced in Parliament, 1st reading
20/03/2024
Vote in committee, 1st reading
20/03/2024
Committee decision to open interinstitutional negotiations with report adopted in committee
02/04/2024
Committee report tabled for plenary, 1st reading
A9-0162/2024
10/04/2024
Committee decision to enter into interinstitutional negotiations announced in plenary (Rule 71)
23/04/2024
Decision by Parliament, 1st reading
23/04/2024
Committee decision to enter into interinstitutional negotiations confirmed by plenary (Rule 71 - vote)
Technical information  
Procedure reference
2023/0167(COD)
Procedure type
COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype
Legislation
Legislative instrument
Directive

Amending Directive 2009/138 2007/0143(COD)

Amending Directive 2009/65 2008/0153(COD)

Amending Directive 2011/61 2009/0064(COD)

Amending Directive 2014/65 2011/0298(COD)

Amending Directive 2016/97 2012/0175(COD)

Legal basis
Treaty on the Functioning of the EU TFEU 062; Treaty on the Functioning of the EU TFEU 053-p1
Stage reached in procedure
Awaiting Parliament's position in 1st reading
Committee dossier
ECON/9/12124
Documentation gateway  
  • European Parliament 
    Committee draft report
       
    PE753.711  
    09/10/2023
    EP
     
    Amendments tabled in committee
       
    PE754.651  
    09/11/2023
    EP
     
    Amendments tabled in committee
       
    PE755.007  
    09/11/2023
    EP
     
    Amendments tabled in committee
       
    PE755.009  
    09/11/2023
    EP
     
    Committee report tabled for plenary, 1st reading/single reading
       
    A9-0162/2024  
    02/04/2024
    EP
     
  • European Commission 
    Legislative proposal
     
    COM(2023)0279   Eur-Lex link  
    24/05/2023
    EC
    Document attached to the procedure
     
    SEC(2023)0330 Eur-Lex link  
    25/05/2023
    EC
     
    Document attached to the procedure
     
    SWD(2023)0278 Eur-Lex link  
    25/05/2023
    EC
     
    Document attached to the procedure
     
    SWD(2023)0279 Eur-Lex link  
    25/05/2023
    EC
     
  • National parliaments 
    Contribution
    CZ_CHAMBER
    COM(2023)0279  
    25/09/2023
    NP
     
  • All 
    Legislative proposal
       
    COM(2023)0279   Eur-Lex link  
    24/05/2023
    EC
    Document attached to the procedure
       
    SEC(2023)0330 Eur-Lex link  
    25/05/2023
    EC
     
    Document attached to the procedure
       
    SWD(2023)0278 Eur-Lex link  
    25/05/2023
    EC
     
    Document attached to the procedure
       
    SWD(2023)0279 Eur-Lex link  
    25/05/2023
    EC
     
    Committee draft report
       
    PE753.711  
    09/10/2023
    EP
     
    Amendments tabled in committee
       
    PE754.651  
    09/11/2023
    EP
     
    Amendments tabled in committee
       
    PE755.007  
    09/11/2023
    EP
     
    Amendments tabled in committee
       
    PE755.009  
    09/11/2023
    EP
     
    Committee report tabled for plenary, 1st reading/single reading
       
    A9-0162/2024  
    02/04/2024
    EP
     
    Contribution
    CZ_CHAMBER
    COM(2023)0279  
    25/09/2023
    NP
     
Transparency  
Meetings with interest representatives published in line with the Rules of Procedure
  • Rapporteurs, Shadow Rapporteurs and Committee Chairs 
    ZANNI Marco
    Shadow rapporteur
    ECON  
    04/03/2024
    Unipol Gruppo
    SEEKATZ Ralf
    Shadow rapporteur
    ECON  
    30/01/2024
    Allianz SE
    SEEKATZ Ralf
    Shadow rapporteur
    ECON  
    16/01/2024
    Assicurazioni Generali S.p.A
    SEEKATZ Ralf
    Shadow rapporteur
    ECON  
    16/01/2024
    Deutscher Unternehmenverband Vermögensberatung
    ZANNI Marco
    Shadow rapporteur
    ECON  
    15/01/2024
    AMF Italia - Associazione Intermediari Mercati Finanziari
    YON-COURTIN Stéphanie
    Rapporteur
    ECON  
    20/12/2023
    BIPAR - European Federation of Insurance Intermediaries
    YON-COURTIN Stéphanie
    Rapporteur
    ECON  
    20/12/2023
    Planète CSCA
    HEINÄLUOMA Eero
    Shadow rapporteur
    ECON  
    07/12/2023
    Talous- ja sosiaalikomitea
    POPTCHEVA Eva Maria
    Committee chair
    ECON  
    29/11/2023
    Österreichischer Sparkassenverband
    SEEKATZ Ralf
    Shadow rapporteur
    ECON  
    28/11/2023
    Insurance Europe
  • Other Members 
    SANT Alfred
    05/03/2024
    Insurance Ireland
    LALUCQ Aurore
    19/02/2024
    Euronext
    BENJUMEA BENJUMEA Isabel
    15/02/2024
    ALLFUNDS BANK, S.A.U.
    09/02/2024
    Crédit Agricole S.A.
    POLFJÄRD Jessica
    25/01/2024
    Swedish Securities Markets Association (Swedish: Föreningen Svensk Värdepappersmarknad)
    KARAS Othmar
    24/01/2024
    Wirtschaftskammer Österreich
    23/01/2024
    Planète CSCA
    18/12/2023
    EURALIA
    Fédération nationale des syndicats d'agents généraux d'assurance
    07/12/2023
    Association française des sociétés Financières
    EURALIA
    BENJUMEA BENJUMEA Isabel
    05/12/2023
    AMUNDI AM