Document reference

2017/0359(COD)  
Prudential requirements of investment firms  
Basic information  

2017/0359(COD)

COD - Ordinary legislative procedure (ex-codecision procedure)
Regulation

Amending Regulation (EU) No 1093/2010 2009/0142(COD)
Amending Regulation (EU) No 575/2013 2011/0202(COD)
Amending Regulation (EU) No 600/2014 2011/0296(COD)

Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing

Status

Provisional agreement between Parliament and Council on final act

 

Notes

03/10/2018 Decision to enter into interinstitutional negotiations confirmed by plenary (Rule 69c)

Key players  
Key events  
20/12/2017
Legislative proposal published
18/01/2018
Committee referral announced in Parliament, 1st reading/single reading
24/09/2018
Vote in committee, 1st reading/single reading
24/09/2018
Committee decision to open interinstitutional negotiations with report adopted in committee
27/09/2018
Committee report tabled for plenary, 1st reading/single reading
01/04/2019
Approval in committee of the text agreed at 1st reading interinstitutional negotiations
   
15/04/2019
Debate in Parliament
16/04/2019
Decision by Parliament, 1st reading/single reading
Technical information  
Procedure reference
2017/0359(COD)
Procedure type
COD - Ordinary legislative procedure (ex-codecision procedure)
Procedure subtype
Legislation
Legislative instrument
Regulation

Amending Regulation (EU) No 1093/2010 2009/0142(COD)

Amending Regulation (EU) No 575/2013 2011/0202(COD)

Amending Regulation (EU) No 600/2014 2011/0296(COD)

Legal basis
Treaty on the Functioning of the EU TFEU 114
Mandatory consultation of other institutions
Stage reached in procedure
Provisional agreement between Parliament and Council on final act
Committee dossier
ECON/8/11920
Documentation gateway  
  • European Parliament 
    Committee draft report
       
    11/04/2018
    EP
     
    Amendments tabled in committee
       
    05/06/2018
    EP
     
    Amendments tabled in committee
       
    05/06/2018
    EP
     
    Committee report tabled for plenary, 1st reading/single reading
       
    27/09/2018
    EP
    Text adopted by Parliament, 1st reading/single reading
       
    16/04/2019
    EP
  • Council of the EU 
    Coreper letter confirming interinstitutional agreement
     
    20/03/2019
    CSL
     
  • European Commission 
    Legislative proposal
     
    20/12/2017
    EC
    Document attached to the procedure
     
    Eur-Lex link   SWD(2017)0481
    21/12/2017
    EC
     
  • National parliaments 
    Contribution
    ES_PARLIAMENT
    05/03/2018
    NP
     
    Contribution
    DE_BUNDESRAT
    06/03/2018
    NP
     
    Contribution
    RO_SENATE
    28/03/2018
    NP
     
  • Other institutions 
    European Central Bank: opinion, guideline, report
     
    CON/2018/0036
    OJ C 378 19.10.2018, p. 0005
    22/08/2018
    ECB
  • All 
    Legislative proposal
       
    20/12/2017
    EC
    Document attached to the procedure
       
    SWD(2017)0481 Eur-Lex link  
    21/12/2017
    EC
     
    Committee draft report
       
    11/04/2018
    EP
     
    Amendments tabled in committee
       
    05/06/2018
    EP
     
    Amendments tabled in committee
       
    05/06/2018
    EP
     
    European Central Bank: opinion, guideline, report
       
    CON/2018/0036
    OJ C 378 19.10.2018, p. 0005
    22/08/2018
    ECB
    Committee report tabled for plenary, 1st reading/single reading
       
    27/09/2018
    EP
    Coreper letter confirming interinstitutional agreement
       
    20/03/2019
    CSL
     
    Text adopted by Parliament, 1st reading/single reading
       
    16/04/2019
    EP
    Contribution
    ES_PARLIAMENT
    05/03/2018
    NP
     
    Contribution
    DE_BUNDESRAT
    06/03/2018
    NP
     
    Contribution
    RO_SENATE
    28/03/2018
    NP