Document reference

2021/2857(DEA)  
Regulatory technical standards specifying appropriate criteria to identify categories of staff whose professional activities have a material impact on the risk profile of an investment firm or of the assets that it manages  
Basic information  

2021/2857(DEA)

DEA - Delegated acts procedure

Supplementing 2017/0358(COD)

Subject
2.50.03 Securities and financial markets, stock exchange, CIUTS, investments
2.50.04 Banks and credit
2.50.05 Insurance, pension funds
2.50.08 Financial services, financial reporting and auditing
2.50.10 Financial supervision

Status

Procedure completed - delegated act enters into force

 

Please go to Documentation gateway for any follow-up documents.: Please go to Documentation gateway for any follow-up documents. 
Key players  
Key events  
13/08/2021
Non-legislative basic document published
C(2021)05949
23/08/2021
Initial period for examining delegated act 3 month(s)
15/09/2021
Committee referral announced in Parliament
01/12/2021
Delegated act not objected by Parliament
Technical information  
Procedure reference
2021/2857(DEA)
Procedure type
DEA - Delegated acts procedure
Procedure subtype
Examination of delegated act
Stage reached in procedure
Procedure completed - delegated act enters into force
Committee dossier
ECON/9/07031
Documentation gateway  
  • European Commission 
    Non-legislative basic document
     
    C(2021)05949  
    13/08/2021
    EC
     
    Document attached to the procedure
     
    C(2021)8645
    25/11/2021
    EC
     
  • All 
    Non-legislative basic document
       
    C(2021)05949  
    13/08/2021
    EC
     
    Document attached to the procedure
       
    C(2021)8645
    25/11/2021
    EC